Table of Contents

 

Lyophilization - Introduction and Basic Principles

(Third Printing)

By

Thomas A. Jennings, Ph.D.

 

Chapter 1       Introduction

Chapter 2       Product Formulation

Chapter 3       Importance of the Process Water

Chapter 4        Phase Changes

Chapter 5       Thermal Properties of Formulations

Chapter 6       Thermal Analytical Methods

Chapter 7       Freezing Process

Chapter 8       Primary Drying Process

Chapter 9       Secondary Drying Process

Chapter 10     Product Properties

Chapter 11     Vacuum Technology

Chapter 12     Container-Closure System

Chapter 13     Effect of Vacuum Freeze-Dryers - Present and Future

 

Chapter 1  Introduction

    I. HISTORICAL REVIEW

    II. EVOLUTION OF PROCESS AND EQUIPMENT

    III. DEFINITION OF LYOPHILIZATION

    IV. GENERAL DESCRIPTION OF THE PROCESS

      A.  Formulation

      B.  Freezing

      C.  Primary Drying

      D.  Secondary Drying

      E.  Container-Closure System

      F.  Freeze-Drying Equipment

        1. FREEZE-DRYING CHAMBER

        2. CONDENSER CHAMBER

        3. VACUUM PUMPING SYSTEM

    V. PROPERTIES OF LYOPHILIZED MATERIALS

      A. Stability

        1. LONG TERM OR REAL TIME STABILITY TESTING

        2. ACCELERATED STABILITY TESTING

      B. Cosmetic Properties

      C. Moisture

      D. Reconstitution

    VI. APPLICATIONS

      A. Healthcare Industry

      B. Veterinary

      C. Food

      D. Other Applications

    REFERENCES

    Return to Top

 

Chapter  2     Product Formulation

    I. INTRODUCTION

    II. ACTIVE INGREDIENT

      A. Synthetic

        1. CIS PLATIN

        2. SODIUM SALT OF [2,3-DICHLORO-4 (METHYLENEBUTYRYL) ACETIC ACID

      B. Nature Derived

        1.VACCINES

        2. PROTEINS

      C. Physical State

        1. SOLVENT SYSTEM

        2. HUMIDIFICATION

        3. THERMAL TREATMENT

    III. OTHER CONSTITUENTS

      A. Buffers

        1. LAW OF MASS ACTION

        2. DEFINITION OF pH

        3. BUFFER SOLUTION

      B. Bulking Compounds

        1. MANNITOL

        2. POLYVINYLPYRROLIDONE (PVP)

        3. OTHER BULKING AGENTS

      C. Stabilizing Agents

        1. LAW OF MASS ACTION

        2. EXCIPIENT INDUCED CRYSTALLIZATION OF THE ACTIVE INGREDIENT

      D. Cryoprotectants

      E. Lyoprotectant

    IV. SOLVENTS

    A. Nature of Water

        1.   SOLUBILITY MECHANISM

        2.   SOLVATION

      B. Other Solvent Systems

        1. CRYSTALLIZATION OF THE ACTIVE INGREDIENT

        2. STABILITY OF THE ACTIVE INGREDIENT

    V.  PHYSICAL CHARACTERISTICS

      A. Colligative Properties

        1.  FREEZING POINT DEPRESSION

        2.  OSMOLARITY

      B.  Concentration Properties

        1.OPTICAL

      C. Particulate Matter

        1. VISIBLE PARTICLES AND MEANS FOR THEIR DETECTION

        2. SUBVISIBLE PARTICLES AND MEANS FOR THEIR DETECTION

        3. AIR BUBBLES AND IMMISCIBLE LIQUID DROPLET

        4. HANDLING AND STORAGE

        5. VARIOUS SOURCES OF PARTICULAR MATTER IN A FORMULATION

    VI. THERMAL PROPERTIES

      A. Function of  the Thermal Properties

      B. Effect on the Cost of Manufacturing

      C. Impact On The Freeze-Dryer

    SYMBOLS

    REFERENCES

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Chapter 3      Importance of the Process Water

    I. ROLE OF THE PROCESS WATER IN LYOPHILIZATION

      A.  Introduction

      B.  Purity

        1. TOTAL SOLIDS

        2. CHEMICAL TESTS

        3. CONDUCTIVITY

        4. pH MEASUREMENTS

        5. ORGANIC COMPOUNDS

        6. MICROBIAL AND ENDOTOXIN LEVELS

    II. HYDROGEN BONDING

      A.  Formation

      B.  Impact of Excipients or Impurities

    III. DEGREE OF SUPERCOOLING

      A.  Heterogeneous Nucleation

      B.  Homogenous Nucleation

      C.  Rate of Ice Growth

      D.  Effect on Cake Structure

        1. CAKE STRUCTURE WITHOUT EXCIPIENT INTERACTION

        2. CAKE STRUCTURE WITH EXCIPIENT INTERACTION.

    IV. STRUCTURE OF ICE

      A. Polymorphic Forms Of Ice

      B. Hexagonal Structure Of Ice Ih

      C. Affect of Solutes

        1. CLATHRATES OR GAS HYDRATES

        2. AMORPHOUS FROZEN WATER

    V. ELECTRICAL CONDUCTIVITY OF ICE

      A. Disordered Surface Region

      B. Conductivity of Ice

        1.INTRINSIC CONDUCTIVITY OF ICE.

        2.SURFACE CONDUCTIVITY OF ICE

    VI. SUMMARY

    SYMBOLS

    REFERENCES

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Chapter 4      Phase Changes

    I.  IMPORTANCE OF PHASE CHANGES

    II.  HOMOGENEOUS AND HETEROGENEOUS SYSTEMS

      A. Homogeneous System

      B. Heterogeneous System

    III.  CONSTITUENTS AND COMPONENTS

      A. Constituent

      B. Component

    IV.  INTENSIVE STATE VARIABLES

      A.  Equilibrium between Phases

      B.  Degrees of Freedom

      C.  Phase Rule

    V.  CLAPERYON-CLAUSIS EQUATION

    VI.  GLASSY STATES

      A. Formulation

      B. Latent Heat of Melting

      C. Glass Transition and Collapse Temperatures

    SYMBOLS

    REFERENCES

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Chapter 5        Thermal Properties of Formulations

    I.   NEED FOR IDENTIFYING THERMAL PROPERTIES

      A.  Reproducibility of the Formulation

      B.  Rational for the Freezing and Primary Drying Processes

    II.  ICE-LIKE WATER CLUSTERS

    III. DEGREE OF SUPERCOOLING

    IV.  EQUILIBRIUM FREEZING TEMPERATURE

      A.  The Water System

      B.  Formulation

    V.   DEGREE OF CRYSTALLIZATION

    VI.  EUTECTIC TEMPERATURE

      A.  Definition

        1. FIRST DEFINITION

        2. SECOND DEFINITION

      B.  Frequency of Eutectic Points in Formulations

    VII. COLLAPSE TEMPERATURE

    VIII. INTERSTITIAL MELTING TEMPERATURE

    IX.  ICE MELTING TEMPERATURE

    X.   METASTABLE STATES

    XI.  ACTIVATION ENERGY

    SYMBOLS

    REFERENCES

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 Chapter 6       Thermal Analytical  Methods

    I.  INTRODUCTION

    II.  THERMAL ANALYSIS

      A.  Description of the Apparatus

      B.  Analytical Method

        1. CONTAINER

        2. CERTIFICATION OF THE THERMOCOUPLES

        3. FILL-VOLUME

        4. SET-UP OF THE APPARATUS

        5. COOLING

        6. WARMING

      C.  Interpretation of the Data

        1.   COOLING DATA

        2.   WARMING DATA

      D.  Summary and Comments

        1. APPARATUS

        2. ANALYTICAL METHOD

        3. THERMAL CHARACTERISTICS

    III.  DIFFERENTIAL THERMAL ANALYSIS (DTA)

      A.  Description of the Apparatus

      B.  Analytical Method

      C.  Interpretation of the Data

        1. SODIUM CHLORIDE SOLUTION

        2. EARL'S SOLUTION WITH GLUCOSE AND GLYCINE (Er.G.g).

      D.  Summary and Comments

        1. APPARATUS

        2. ANALYTICAL METHOD

        3. THERMAL CHARACTERISTICS

        4. LIMITATIONS

    IV. DIFFERENTIAL SCANNING CALORIMETRY (DSC)

      A.  Description of the Apparatus

        1. HEAT FLUX DESIGN

        2. NULL-BALANCE SYSTEM

        3. GENERAL CHARACTERISTICS OF DSC SYSTEMS

      B.  Analytical Method

        1. CALIBRATION AND CERTIFICATION

        2. PREPARATION OF THE SAMPLE AND REFERENCE

        3. FREEZING OF THE SAMPLE

        4. WARMING TEMPERATURE SCANNING RATE

      C. Interpretation of the Data

        1. COOLING THERMOGRAM

        2. WARMING THERMOGRAM

      D. Summary and Comments

        1. APPARATUS

        2. ANALYTICAL METHOD

        3. THERMAL CHARACTERISTIC

    V.  FREEZING MICROSCOPE

      A. Description of the Apparatus and Analytical Method

        1. PHOTOMICROGRAPHY AND CINEMICROGRAPHY

        2. FREEZE-DRYING MICROSCOPE

      B.  Interpretation of the Observations

        1. FREEZING PROCESS

        2. FREEZE-DRYING DURING WARMING

      C.  Summary and Comments

        1. ADVANTAGES OF THE FREEZE-DRYING MICROSCOPE

        2. LIMITATIONS OF THE FREEZE-DRYING MICROSCOPE

    VI. ELECTRICAL RESISTANCE

      A. Introduction

        1. OHMS LAW

        2. RELATIONSHIP BETWEEN RESISTANCE AND RESISTIVITY

        3. CONDUCTION MECHANISM

        4. PARKER EFFECT

      B. Description of the Apparatus

        1. MULTI-ELECTRODE SYSTEM

        2. DUAL ELECTRODE SYSTEM

        3. VERTICAL RESISTIVITY CELL

      C. Analytical Methods

        1. MULTI-ELECTRODE SYSTEM

        2. DUAL ELECTRODE SYSTEM

        3. VERTICAL RESISTIVITY CELL

      D. Interpretation of the Data

        1. MULTI-ELECTRODE SYSTEM

        2. DUAL ELECTRODE SYSTEM

        3. VERTICAL RESISTIVITY CELL

      E. Summary and Comments

    VII. DIELECTRIC ANALYSIS (DEA)

      A.  Introduction

      B.  Description of the Apparatus

      C.  Analytical Method

        1. PREPARATION OF THE SAMPLE

        2. TEST METHOD

      D.  Interpretation of the Data

        1. WATER

        2. RELAXATION TIME

        3.  DCC AND TOF METHODS

      E.  Summary and Comments

        1. THEORETICAL BASIS FOR DEA MEASUREMENTS

        2. APPARATUS

        3. ANALYTICAL METHOD

      E.  INTERPRETATION OF THE  DATA

    VIII. D2 AND DTA ANALYTICAL SYSTEM

      A.  Introduction

        1. D2 ANALYSIS

      B.  Description of the Apparatus

        1. TEST CONTAINERS, SENSORS AND RESISTANCE CELLS

        2. DATA COLLECTION AND COMPUTER SYSTEM

      C.  Analytical Method

        1. RUN IDENTIFICATION

        2. CALIBRATION

        3. SETUP OF THE ANALYSIS

        4. COOLING ANALYSIS

        4. WARMING ANALYSIS

        5. PRINTOUT OF DATA

      D.  Interpretation of the Data

        1. COOLING

        2. WARMING

      E.   Summary and Comments

        1. APPARATUS

        3. INTERPRETATION OF THE DATA

    LIST OF SYMBOLS

    REFERENCES

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Chapter 7       Freezing Process

    I. INTRODUCTION

    II.  FORMATION OF THE FROZEN MATRIX

      A. Formation of Ice Crystals

      B. Mushy System

      C. Interstitial Region

        1. GLASSY STATE

        2. CRYSTALLINE AND GLASSY STATES

        3. CRYSTALLINE STATE

      D. Frozen Matrix

    III. IMPACT OF THE FILL-VOLUME

      A. Heat Transfer Rate

      B. Heat Transfer During Freezing

    IV. FREEZING FUNCTIONS AND METHODS

      A. Introduction

      B. Formulation #1

      C. Formulation #2

      D. Formulation #3

      E. Other Freezing Methods

        1. IMMERSION FREEZING

        2. SNAP FREEZING

    SYMBOLS

    REFERENCES

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Chapter 8      Primary Drying Process

    I.  INTRODUCTION

      A.  Function of Primary Drying Process

      B.  Perception of the Process

    II.  SUBLIMATION PROCESS

      A. General Assumptions

        1. MATRIX TEMPERATURE

        2. DISORDERED ICE LAYER

        3. FREQUENCY DISTRIBUTION OF ENERGY

      B.  Sublimation of Ice

        1. SUBLIMATION MODEL BY N. MAENO AND H. NISHIMURA

        2. SUBLIMATION MODEL BY PIKAL, SHAH, SENIOR AND LANG

        3. RATE OF SUBLIMATION BY LIVESEY AND ROWE

        4.SUBLIMATION MODEL BY DUSHMAN

        5. EFFECT OF CHAMBER PRESSURE AND SHELF-SURFACE TEMPERATURE

      C. Effect of Container Configuration

        1. HEAT TRANSFER RATE

        2. HEAT TRANSFER BETWEEN THE SHELF-SURFACE AND A TRAY

        3. HEAT TRANSFER BETWEEN THE SHELF-SURFACE AND A VIAL

      D.  Primary Drying of a Formulation

        1. CONFIGURATION OF THE FROZEN MATRIX

        2. THE EFFECT THAT THE INTERSTITIAL REGION ON THE PRIMARY DRYING    PROCESS.

    III. KEY PROCESS PARAMETERS

      A. General Relationship between Pc, Tp, Ts

        1. PRIMARY DRYING INDEPENDENT OF THE BATCH SIZE

        2. SIZE AND MAKE OF THE FREEZE-DRYER

      B.  Chamber Pressure

        1. EFFECT OF LACK OF PRESSURE CONTROL HAS ON THE PRIMARY DRYING

        2. IMPACT OF THE NATURE OF THE PRESSURE GAUGE

        3. GAUGE LOCATION AND DESIGN FEATURES OF THE DRYER

      C.  Shelf Temperature

        1. FLUID-SHELF TEMPERATURE

        2. INLET AND OUTLET FLUID TEMPERATURES

        3. SHELF-SURFACE TEMPERATURE

      D.  Product Temperature

        1. IMPORTANCE OF MONITORING Tp

        2. INDIRECT DETERMINATION OF Tp

        3. MANOMETRIC MEASUREMENTS OF TP

      E.  Condenser Temperature

        1. HIGH Tc VALUES

        2. LOW OPERATING Pc VALUES

        3. DESIGN AND CONSTRUCTION OF THE CONDENSER

    IV.  EXAMPLES OF PRIMARY DRYING PROCESSES

      A.  Formulation #1

        1. DETERMINATION OF THE OPERATING PARAMETERS

        2. PRIMARY DRYING PROCESS FOR FORMULATION #1

      B.  Formulation #2

        1. DETERMINATION OF THE OPERATING PARAMETERS

        2. PRIMARY DRYING PROCESS FOR FORMULATION #2

      C.  Formulation #3

        1. DETERMINATION OF THE OPERATING PARAMETERS

        2. PRIMARY DRYING PROCESS FOR FORMULATION #3

      D.  Commentary

    V. PROCESS MONITORING TECHNIQUES

      A.  Pressure Rise Test

      B.  Comparative Pressure Measurement

      C.  Dielectric Moisture Sensor

      D.  Windmill Device

      E.  Commentary

    VI. CALORIMETRIC MEASUREMENT TECHNIQUE

      A. Introduction

      B. Method For Making Calorimetric Measurements

        1. DETERMINATION OF Q

        2. DETERMINATION OF Hm.t

      C.  Determination of Co

        1. PREPARATION OF THE SENSOR VIAL

        2. MEASUREMENT METHOD

        3. DETERMINATION OF Co VALUE

      D. Measurement of Qm and Hm during Primary Drying

      E. Applications of the Frequency Distribution of Co

        1. SENSORS FOR CALORIMETRIC MEASUREMENTS

        2. USE OF THE STANDARD DEVIATION

      F.  Commentary

    SYMBOLS

    REFERENCES

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Chapter 9        Secondary Drying Process

    I.  INTRODUCTION

    II.  ROLE IN THE  DRYING PROCESS

      A.  Historical Background

      B  General Description of Secondary Drying

    III.  CRITERIA FOR SELECTING SECONDARY DRYING PARAMETERS

      A. Residual Moisture and Stability

        1. RESIDUAL MOISTURE

        2. BOUND WATER

      B.  Absorption, Adsorption and Desorption of Gases

        1. ABSORPTION

        2. ADSORPTION

        3. DESORPTION

      C. Model for Secondary Drying

        1. MODEL

        2. EXAMPLES OF ADSORPTION OR DESORPTION ISOTHERMS OF LYOPHILIZED PRODUCTS

      D. Secondary Drying Parameters

        1. STANDARD OPERATING SECONDARY DRYING PARAMETERS

        2. CALORIMETRIC MONITORING OF THE SECONDARY DRYING

    IV.  PROCESS MONITORING TECHNIQUES

      A. Pressure Rise Test

        1. DESCRIPTION OF THE TEST METHOD

        2. COMMENTARY

      B.  Comparative Pressure Sensors

        1. DESCRIPTION OF THE METHOD

        2. COMMENTARY

      C.  Humidity Sensor

        1. DESCRIPTION OF THE METHOD.

        2. COMMENTARY

      D.  Residual Gas Analyzer

        1. DESCRIPTION OF THE ANALYTICAL METHOD

        2. COMMENTARY

      E.  Purge Method

      F  Calorimetric Measurements

        1. RESULTS OF CALORIMETRIC MEASUREMENTS DURING SECONDARY DRYING

        2. COMMENTARY

    V.  EXAMPLES OF THE SECONDARY DRYING PROCESS

      A. Formulation #1

        1. SELECTION OF THE OPERATING PARAMETERS

        2. SECONDARY DRYING FOR FORMULATION #1

        3. DETERMINATION OF COMPLETION OF SECONDARY DRYING

        4. STOPPERING OF THE VIALS

        5. COMMENTARY

      B. Formulation #2

        1. SELECTION OF THE OPERATING PARAMETERS

        2. SECONDARY DRYING FOR FORMULATION #2

        3. DETERMINATION OF COMPLETION OF SECONDARY DRYING

      C. Formulation #3

        1. SELECTION OF THE OPERATING PARAMETERS

        2. SECONDARY DRYING FOR FORMULATION #3

        3. DETERMINATION OF COMPLETION OF SECONDARY DRYING

    SYMBOLS

    REFERENCES

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Chapter 10      Product Properties

    I. INTRODUCTION

      A.  Need For Evaluation

      B.  General Overview of the Chapter

        1. GENERAL PHYSICAL PROPERTIES OF THE CAKE

        2. MOISTURE

        3. RECONSTITUTION

        4. STABILITY

    II.  PHYSICAL PROPERTIES

      A.  Effects of the Formulation

        1. TRANSITION TEMPERATURE

        2. CAKE VOLUME

        3. COLOR

        4. TEXTURE

        5. CAKE DENSITY

        6. SHRINKAGE OR COLLAPSE

        7. PORES

        8. CRYSTALLIZATION

        9. STRUCTURE

        10. CAKE STRENGTH

        11. FRACTURABILITY

        12. VIAL BREAKAGE

      B. Effects of the Lyophilization Parameters

        1. POTENCY

        2. MATRIX STRUCTURE

        3. BILAYER STRUCTURE

        4. FROTH OR FOAM

        5. CAKE STRENGTH

        6. CRUST OR GLAZE

        7. COLLAPSE

        8. MELTBACK

        9. PUFFING

               10. BROWNING

               11. EFFECTS OF STORAGE

    III.  MOISTURE

      A.  Residual and Bound Water

        1. RESIDUAL MOISTURE

        2. DEPENDENCE ON SURFACE AREA

        3. CHANGE IN THE RESIDUAL MOISTURE CONTENT

        4. BOUND WATER

      B.  Analytical Methods

        1. GRAVIMETRIC ANALYSIS OF BULK MATERIALS

        2. GRAVIMETRIC ANALYSIS OF LYOPHILIZED PRODUCTS

        3. THERMOGRAVIMETRIC

        4. KARL FISCHER METHOD

        5. COULOMETRIC KARL FISCHER

        6. COMPARATIVE STUDY OF GRAVIMETRIC, THERMOGRAVIMETRIC MOISTURE ANALYSIS AND KARL FISCHER MOISTURE ANALYSIS

        7. WATER PRESSURE DETERMINATION

        8. HIGH VACUUM MOISTURE DETERMINATION

    IV.  RECONSTITUTION

      A.  Diluent

        1. PROPERTIES OF THE DILUENT

      B.  Reconstitution Time

        1. SURFACE AREA AND PHYSICAL PROPERTIES

        2. METHODS FOR RECONSTITUTION

        3. RELATIONSHIP WITH LYOPHILIZATION PROCESS

        4. EFFECT OF STORAGE

      B. Specifications - Particular Matter

        1. USP LIMITS FOR PARTICULAR MATTER FOR INJECTABLE

        2. SOURCES OF SUB-VISIBLE PARTICLES

        3. METHOD OF MEASUREMENT

      C. Additional Tests of the Reconstituted Formulation

        1. COLLIGATIVE PROPERTIES

        2. CONCENTRATION PROPERTIES

    V. PRODUCT STABILITY

      A. Introduction

        1. REAL TIME STABILITY

        2. ACCELERATED DETERMINATION OF STABILITY

      B.  Key Product Properties Affecting Stability

        1. STRUCTURE

        2. MOISTURE

        3. CONTAINER SYSTEM

      C.  Review of Statistical Methods and Control Charts

        1. FREQUENCY DISTRIBUTION

        2. ARITHMETIC MEAN

        3. STANDARD DEVIATION

      D. Real Time Stability Studies

        1.  MOISTURE CONTENT

        2. PRODUCT STABILITY

      E.  Accelerated Studies

        1. ARRHENIUS RATE EXPRESSION

        2. DESCRIPTION OF THE METHOD

        3. GENERAL REACTION EXPRESSION

        4. RESULTS OF ARRHENIUS ACCELERATED STUDIES

    SYMBOLS

    REFERENCES

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Chapter 11     Vacuum Technology

    I.  INTRODUCTION

      A.  Need to Understand Vacuum Technology

      B.  Objectives of the Chapter

        1. KINETIC THEORY OF GASES

        2. PRESSURE AND ITS MEASUREMENT

        3. MEAN FREE PATH

        4. GAS FLOW

        5. VAPOR THROUGHPUT OF A SYSTEM

        6. REAL LEAKS

        7. VIRTUAL LEAKS

    II.  KINETIC THEORY OF GASES

      A. Postulates

        1. FIRST POSTULATE

        2. SECOND POSTULATE

      B. Gas Pressure

        1. UNITS OF PRESSURE

        2. PARTIAL AND VAPOR PRESSURES

      C.  Mean Free Path

      D.  Gas Flow

        1. GENERAL GAS FLOW EXPRESSION

        2. VISCOUS FLOW

        3. MOLECULAR FLOW

        4. EFFECTIVE OF BENDS ON THE GAS CONDUCTION

      E. Vapor Throughput

        1. CONDUCTANCE LIMITED

        2. EFFECT ON  THROUGHPUT (Qt )

      F.  Gas Conductivity

    III. PRESSURE GAUGES

      A.  U Tube

      B.  McLeod Gauge

        1. FUNDAMENTAL PRINCIPLES OF A MCLEOD GAUGE

        2. OPERATION OF THE MCLEOD GAUGE

      C. Thermoconductivity Gauges

        1. FUNDAMENTAL PRINCIPLES OF A THERMAL CONDUCTIVITY GAUGE

        2. OPERATION OF THE THERMOCOUPLE GAUGE

        3. OPERATION OF A PIRANI GAUGE

      D. Capacitance Manometer Gauge

        1. CONSTRUCTION OF THE CAPACITANCE MANOMETER GAUGE

        2. OPERATION OF THE CAPACITANCE MANOMETER GAUGE

        3. ZEROING OF THE GAUGE

      E  Residual Gas Analyzer (RGA)

        1. OVERALL INSTRUMENT

        2. QUADRUPLE MASS SPECTROMETER

        3. ION FORMATION AND FRAGMENTATION PATTERNS

        4. PROCEDURE FOR DETERMINING THE  PARTIAL PRESSURE OF A GAS

    IV.  VACUUM LEAKS

      A. Real Leaks

        1. STRAIGHT LEAK PATH

        2. SERPENTINE LEAK PATH

        3. MOLECULAR FLOW LEAK PATHS

      B. Virtual Leaks

    V SUMMARY

    SYMBOLS

    REFERENCES

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Chapter 12  Container-Closure System

    I.   INTRODUCTION

    II.  CLOSURE

      A.  Closure Composition and Formation

        1. POLYMER COMPONENT

        2. REINFORCING AGENT

        3. OTHER CONSTITUENTS

        4. FORMATION OF THE CLOSURE

      B. Physical Properties

        1. MODULUS

        2. COMPRESSION SET

        3. DUROMETER HARDNESS

        4. GLASS TRANSITION TEMPERATURE

        5. MASS TRANSPORT PROPERTIES

      C. Diffusion and Permeation

        1. DIFFUSION

        2. PERMEATION

      D.  Outgassing

        1. OUTGASSING OR GAS PERMEATION

        2. OUTGASSING OF WATER VAPOR

        3. MEANS FOR DETERMINING THE OUTGASSING OF WATER VAPOR

        4. FREQUENCY DISTRIBUTION FOR THE OUTGASSING OF WATER VAPOR

        5. OUTGASSING OF OTHER GAS SPECIES FROM CLOSURES

      E. Coring

        1. CONDITIONS FOR CORING OF CLOSURES

        2. CORE TESTING OF THE CLOSURE

      F. Siliconized of Closures

    III  CONTAINER

      A.  Introduction

      B.  Historical

      C.  Dissolution and Leaching of Glass

        1. DISSOLUTION

        2. LEACHING

        3. GLASS TYPES

        4. CLEANING OF THE VIALS

      D. Physical Properties of Vials

        1. EFFECT OF VIAL CONFIGURATION

        2. MOLDED AND TUBING VIALS

        3. GLASS AMPOULES

    IV.  CONTAINER-CLOSURE SYSTEM

      A.  Description of the Sealing System

        1. CRIMPING OPERATION

        2. CONTAINER-CLOSURE SEAL

      B. Measurement of Compressive Forces

        1. TWIST METHOD

        2. SEAL FORCE MONITOR

        3. WEST SEAL TESTER

        4. CONSTANT RATE OF STRAIN TESTING

        5. ON-LINE TESTING

    V.  CONTAINER-CLOSURE LEAKS

      A.  Bubble Test

        1. STANDARD METHOD

        2. VACUUM BUBBLE TEST

      B.   Pressure Rise

      C.   Color Dye Test

      D.   Helium Leak Testing

        1. VERIFICATION OF THE HELIUM LEAK TEST FOR A CONTAINER-CLOSURE

         2. DETERMINATION OF THE LEAK RATE FOR UN-CRIMP CLOSURE

         3. LEAK RATE FOR A CRIMPED CONTAINER-CLOSURE SYSTEM

      E.  Glow Discharge Method

        1. NATURE OF THE GLOW DISCHARGE

        2. ELECTRO-TECHNIC VC-105 AUTOMATIC VACUUM TESTER

        3. EFFECT OF THE GLOW DISCHARGE ON THE PROPERTIES OF THE LYOPHILIZED CAKE

        4. COMMENT

      F.   Microbial Transport Tests

        1. MICROBIAL INGRESS TEST METHOD

        2. MICROBIAL REGRESS TEST METHOD

      G.   Miscellaneous Tests

        1. VACUUM/PRESSURE DECAY

        2. CARBON DIOXIDE TRACER GAS

        3. OXYGEN AS A TRACER GAS

    VI. Ampoule Seal

      A.  Leak Testing of Ampoules

        1. WATER BATH

        2.  DARK FIELD MICROSCOPY

    SYMBOLS

    REFERENCES

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Chapter 13  Effect of Vacuum Freeze-Dryers - Present and Future

    I.    INTRODUCTION

      A.  Impact on the lyophilization Process

      B.  Impact on the Lyophilized Product

      C.  Effect on the Container-Closure System

      D.  Safety Considerations

    II.   DRYING CHAMBER

      A.  Chamber Design or Configuration

      B.  Construction

        1. MATERIALS

        2. FINISH

        3. INSULATION

      C.   Leaks

        1. REAL LEAKS

        2. VIRTUAL LEAKS

      D.  Leak Testing

        1. DRYER PREPARATION LEAK AND NATURE OF THE LEAK

        2. SOAP SOLUTION

        3. ACETONE

        4. HELIUM LEAK TESTING

        5. MASS SPECTROMETER

        6. REFRIGERANT LEAK DETECTION

        7. FLUORESCENCE

      E.   Door

        1. DESIGN AND CONSTRUCTION

        2. THERMAL INSULATION

        3. GORILLA EFFECT

      F.   Shelves

        1. CONSTRUCTION

        2. UN-USABLE  AND USABLE SHELVES

        3. SPACING

        4. HEAT TRANSFER

        5. SHELF TEMPERATURE

    III. ENVIRONMENT

      A.   Particulate Matter

        1. SWAB TEST

        2. FILTER TEST

        3. COUNTER

      B.  Vapor Deposits

        1. SWAB TEST

        2. CONTACT ANGLE

      C   Cleaning

        1. MANUAL

        2. CLEAN IN PLACE (CIP)

        3. FLOODING

    IV.  CONDENSER

      A.  Condenser Configuration

        1. PLATES

        2. COILS

      B.   Capacity

      C.   Condenser Temperatures.

      D.   Internal Condenser

      E.   External Condenser

      F     Isolation Valve

        1. VALVE  CONFIGURATION

        2. GAS CONDUCTANCE

    V.  VACUUM SYSTEM

      A.  Need for Vacuum System

      B.  Foreline

      C.  Backstreaming of Oil Vapors

        1. METHODS FOR DETERMINING BACKSTREAMING

        2. MEANS FOR ELIMINATING OR PREVENTING BACKSTREAMING

      D.  Gas Ballast

    VI.  INSTRUMENTATION

      A.  Vacuum gauges

        1. MERCURY MCLEOD GAUGE

        2. PIRANI AND THERMOCOUPLE GAUGES

        3. CAPACITANCE MANOMETER GAUGE

      B. Process Control Systems

        1. AUTOMATIC RESISTIVITY CONTROL SYSTEM

        2. COMPUTER CONTROL SYSTEM

        3. TEMPERATURE CONTROL

        4. DATA COLLECTION SYSTEM

    VII.    FUTURE OF LYOPHILIZATION

      A.  New Objectives

      B.  Formulation

        1.THERMAL PROPERTIES

        2.CAKE  PROPERTIES

        3.STATISTICAL  APPROACH

      C. The Scientific Forum 

      D.   Batch Verses Continuous

        1. BATCH  SYSTEM

        2. CONTINUOUS  SYSTEM

        3. PROTOTYPE OF A CONTINUOUS FREEZE-DRYER

        4. COMPARISON OF A CONVENTIONAL AND CONTINUOUS DRYER

      D.  Comparison of Require Utilities

      E.  Comparison of Production Parameters and Capacity

    SYMBOLS

    REFERENCES

INDEX

APPENDIXES

Please be advised that the above Table of Contents differs in format and content (an extra heading has been added) from that published in the  book.